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Cftc no action letter 12-58

WebThe relief provided in No-Action Letter No. 13-45 is available for transactions where: (i) one of the counterparties is established in the EU or otherwise subject to EMIR; (ii) one of the counterparties is a U.S. person; and (iii) one of the counterparties is an SD or MSP registered with the CFTC. CFTC No-Action Letter No. 17-64: SDR Reporting ... WebNov 13, 2024 · The CFTC explained that the reasons for proposing to exclude BDCs from the CPO definition are the same reasons that prompted CFTC staff to grant no-action relief for BDCs in Letter 12-40 — namely, BDCs are subject to oversight by the SEC that is comparable to the regulation of registered investment companies, and BDC’s use of …

U.S. COMMODITY FUTURES TRADING COMMISSION Three …

WebJan 10, 2013 · In CFTC Letters Nos. 12-61 and 12-71, the CFTC’s Division of Swap Dealer and Intermediary Oversight (DSIO) granted no-action relief to certain US banks that are … WebBoth divisions provided no-action letters in response to ARRC’s letter. In formulating this revised letter, DCR considered a new July 20, 2024 letter, the November 5, ... U.S. COMMODITY FUTURES TRADING COMMISSION Three Lafayette Centre 1155 21st Street, NW, Washington, DC 20581 ... 12 In 2024, ARRC released an ... google maps thompson manitoba https://jdgolf.net

US CFTC Issues Further Technical No-Action Relief and …

WebDec 5, 2015 · CFTC No-Action Letter No. 12-53 dated December 17, 2012 re: Time-Limited No-Action Relief from (i) Parts 43 and 45 Reporting for Prime Brokerage Transactions, and (ii) Reporting Unique Swaps Identifiers in Related Trades under Partk 45 by Prime Brokers WebJan 13, 2024 · If, however, CFTC staff denies the request for confidential treatment, the requestor may withdraw the relief request or other written communications within 30 days … Webnot required to keep full books and records, however, as detailed in CFTC Regulation 4.23. 2. FOF Exemption – 12-38 Letter If the fund’s manager acts in whole or in part as a CPO of one or more fund of funds, the manager may be able to rely on CFTC No-Action Letter 12-38 (the “Letter 12-38”) to avoid registration as a CPO. google maps thingworx

Regulatory Notice 12-58 FINRA.org

Category:PredictIt to Halt Political Exchange in February As

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Cftc no action letter 12-58

Financial Markets Legal Group - Federal Reserve Bank of New York

WebDec 7, 2024 · The ARRC CFTC No-Action Relief Extension Request was formally filled by the ARRC with the CFTC on Dec 02. This letter requests an extension from December 31, 2024 to June 30, 2024 for relief previously granted by the CFTC on August 31, 2024, to the extent such relief was time-limited to December 31, 2024. WebJan 30, 2014 · On January 28, 2014, the CFTC and its division of Market Oversight announced its third trade execution mandate under Title VII of the Dodd-Frank Act and Section 2 (h) (8) of the Commodity Exchange ACT (CEA) in response to the made-available-to-trade (MAT) determinations for certain credit default swaps (CDS) and interest rate …

Cftc no action letter 12-58

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WebDec 18, 2024 · Package Transaction (Feb. 10, 2014) (‘‘NAL No. 14– 12’’); CFTC Letter No. 14–62, No-Action Relief from the Commodity Exchange Act Sections 2(h)(8) and 5(d)(9) and from Commission Regulation §37.9 for Swaps Executed as Part of Certain Package Transactions and No-Action Relief for Swap Execution Facilities from Compliance with … WebOct 21, 2014 · The CFTC recognizes that there may be certain CPO delegation situations that warrant no-action relief from registration requirements that were not mentioned in this letter. To address those issues, the CFTC intends to continue to evaluate requests submitted under CFTC Regulation 140.99 for situations outside of the scope of No …

WebDec 27, 2012 · The no-action letter notes that, in the 1987 Letter, the SEC issued relief to a broker-dealer if, when faced with a blockage in securities, it treats as readily … Web7 hours ago · Question 12: The Commission requests comment on the extent to which DCOs, clearing members, and customers currently rely on the no-action position in …

Webwww.cftc.gov Web11 rows · Mar 30, 2024 · Issuance Date: 12/23/2024 Description: No-action letter …

Web(a) Definitions. For the purpose of this section: (1) Exemptive letter means a written grant of relief issued by the staff of a Division of the Commission from the applicability of a …

chickamauga civil war battleWebJul 20, 2024 · The ARRC appreciates (i) the DCR’s issuance of CFTC Letter No. 19-28 (DCR No-Action Letter), which provided relief from the mandatory clearing requirement. 1. for ... U.S. Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 . google maps thomaskirche leipzigWebJan 9, 2024 · On May 30, 2024, the CFTC issued No-Action Letter 17-27 (No-Action 17-27), further extending relief to swap execution facilities (SEFs) and designated contract markets (DCMs) from certain CFTC regulations to allow for: The correction of clerical or operational errors that cause a swap to be rejected for clearing; and google maps thomson gaWebDec 23, 2024 · The CFTC issued an extension of no-action relief with respect to the treatment of separate accounts by futures commission merchants FCMs, CFTC issued … google maps thonon les bainsWebAug 4, 2024 · On Thursday, the federal agency notified PredictIt that it was pulling its “no-action” letter, a move that prompted the online political futures exchange to halt new markets immediately. The... google maps thompson ctWebSantander will not be required to provide a Pre-trade Mid-Market Mark for certain transactions covered by CFTC no-action letters 12-42; 13-12; 12-58 if a counterparty has agreed in advance, in writing, that Santander need not … chickamauga flower shop chickamauga gaWeb68 rows · The CFTC’s Division of Market Oversight issued an extension of no-action letter 13-86, which provided relief in connection with certain CDS trades executed pursuant to … Commodity Futures Trading Commission CFTC google maps thomasville ga