WebThe relief provided in No-Action Letter No. 13-45 is available for transactions where: (i) one of the counterparties is established in the EU or otherwise subject to EMIR; (ii) one of the counterparties is a U.S. person; and (iii) one of the counterparties is an SD or MSP registered with the CFTC. CFTC No-Action Letter No. 17-64: SDR Reporting ... WebNov 13, 2024 · The CFTC explained that the reasons for proposing to exclude BDCs from the CPO definition are the same reasons that prompted CFTC staff to grant no-action relief for BDCs in Letter 12-40 — namely, BDCs are subject to oversight by the SEC that is comparable to the regulation of registered investment companies, and BDC’s use of …
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WebJan 10, 2013 · In CFTC Letters Nos. 12-61 and 12-71, the CFTC’s Division of Swap Dealer and Intermediary Oversight (DSIO) granted no-action relief to certain US banks that are … WebBoth divisions provided no-action letters in response to ARRC’s letter. In formulating this revised letter, DCR considered a new July 20, 2024 letter, the November 5, ... U.S. COMMODITY FUTURES TRADING COMMISSION Three Lafayette Centre 1155 21st Street, NW, Washington, DC 20581 ... 12 In 2024, ARRC released an ... google maps thompson manitoba
US CFTC Issues Further Technical No-Action Relief and …
WebDec 5, 2015 · CFTC No-Action Letter No. 12-53 dated December 17, 2012 re: Time-Limited No-Action Relief from (i) Parts 43 and 45 Reporting for Prime Brokerage Transactions, and (ii) Reporting Unique Swaps Identifiers in Related Trades under Partk 45 by Prime Brokers WebJan 13, 2024 · If, however, CFTC staff denies the request for confidential treatment, the requestor may withdraw the relief request or other written communications within 30 days … Webnot required to keep full books and records, however, as detailed in CFTC Regulation 4.23. 2. FOF Exemption – 12-38 Letter If the fund’s manager acts in whole or in part as a CPO of one or more fund of funds, the manager may be able to rely on CFTC No-Action Letter 12-38 (the “Letter 12-38”) to avoid registration as a CPO. google maps thingworx