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WebApr 23, 2024 · As while PPP loans are not required to be disclosed in item 14K on FINRA Form U-4, they may need to be included in Item 18B of the Adviser’s ADV. Furthermore, while the ADV disclosure is not considered a derogatory mark against the advisor by regulatory agencies, clients (or potential clients) may feel otherwise. WebNov 8, 2013 · Just like planning for retirement, choosing a financial adviser can be much more challenging than it sounds—especially for senior needs. Today, we’re releasing “ Know your financial adviser ,” a guide to help you ask the right questions if you’re shopping for an adviser with a title suggesting expertise in senior financial planning. suhang restaurant richmond
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